NomosLayer connects every regulatory requirement to the policies, decisions, and actions your firm takes — with a complete audit trail at every step. AI guides the review. Your experts decide. NomosLayer documents everything.
AI guides · Humans decide · NomosLayer documents
Regulated firms carry significant liability. Most manage their compliance obligations across disconnected tools — no single record of what was decided, why, and by whom.
Regulatory updates arrive by email, PDF, and regulator bulletin. There's no system that connects a new rule to the policies and procedures the firm already has in place — or flags what needs updating.
Every compliance position the firm takes — an interpretation, an exception, a business call — lives in someone's head or an old email thread. When that person leaves or a regulator asks, there's no record.
Compliance reviews — of marketing materials, client communications, new products — are done manually each time. Prior decisions aren't systematically applied. The same issues get re-reviewed from scratch.
When a regulator or auditor asks who approved something and why, firms reconstruct the answer from email and calendar. The record is incomplete, inconsistent, and different every time you look.
NomosLayer gives compliance teams a single operating system where every obligation, decision, and review is connected — and every action is documented automatically.
Capture new and updated regulations as structured records — authority, citation, summary, effective date. Link each requirement to what the firm does about it.
Link each policy directly to the regulatory requirement it satisfies. Track versions, approvals, and when a rule change means a policy needs to be updated.
Record every compliance position: the situation, the authority relied on, the conclusion, who decided it, when. Build a body of firm precedent that applies consistently across reviews.
Route business actions — documents, communications, product decisions — through a structured compliance review. AI pre-screens against your stored decisions. Experts review and sign off. Everything documented.
A structured review workflow — from submission to signed-off decision — with every step on the record.
A document, communication, or business decision enters the system and is routed to the compliance queue.
Business userA fast AI pass classifies the submission, identifies the regulatory rules that apply, and flags sections for deeper review.
Automated · AI triageAI generates specific findings — what rule applies, what the firm's documented position is, and whether the submission is consistent with it.
Automated · AI deep reviewThe compliance officer approves or overrides each AI finding with a documented reason. Every position references the authority it's based on.
Compliance officerEvery finding, decision, and override is timestamped and attributed. Management and auditors see the full record — who approved what, when, and why.
Permanent recordThe same system serves the compliance officer who documents everything, the business user who needs timely decisions, and leadership that needs a defensible record.
Document your regulatory positions before you need them. Review AI findings, apply stored decisions, sign off with a timestamped record. Your reasoning is captured — your liability is protected.
Submit business actions directly — no email chains. Know exactly what the compliance concern is, what authority it's based on, and what needs to change. Faster approvals, fewer surprises.
A read-only view of every regulatory requirement addressed, every material decision on record, and the full audit trail. Ready for regulators, auditors, or directors — at any time.
We're working with a small number of regulated financial services firms to shape NomosLayer around real compliance workflows. If your team manages compliance obligations across a regulated business, we'd like to talk.
hello@nomoslayer.com